Risk and Compliance Executive
Job Summary
The candidate will develop and maintain compliance frameworks, policies, and internal controls to ensure regulatory adherence. The role involves conducting risk assessments, performing compliance monitoring, and leveraging Power BI and AI tools to enhance operational efficiency. Additionally, the position focuses on driving process automation and providing structured training on compliance and data analytics.
Responsibilities
- Develop compliance frameworks and internal controls
- Conduct risk assessments and regulatory reporting
- Utilize Power BI and AI for data analytics
- Drive process automation and RegTech implementation
- Conduct investigations and provide internal training
Required Skills
- Risk management and Compliance
- Power BI and Data Analytics
- Process Automation and AI tools
- Knowledge of financial regulations
- Stakeholder management
Job Details
Responsibilities:
- Develop and maintain compliance frameworks, policies, and internal controls to ensure adherence to regulatory requirements and industry standards.
- Conduct risk assessments across funds, portfolios, and operational processes, and recommend appropriate mitigation strategies to manage compliance and operational risks.
- Perform ongoing compliance monitoring, audits, and regulatory reporting, including preparation of reports for senior management, Board, and regulators.
- Design and maintain Power BI dashboards, leveraging AI and data analytics tools to track risk indicators, compliance breaches, and key metrics, and translate complex data into actionable insights.
- Drive automation and continuous improvement of risk and compliance processes (e.g. reporting, monitoring, onboarding), and leverage RegTech solutions to enhance efficiency and effectiveness.
- Conduct investigations into potential breaches, recommend remediation actions to strengthen internal controls, and collaborate with internal stakeholders, auditors, and regulators to ensure effective implementation.
- Provide structured training in AML/CFT regulations, risk and compliance frameworks, Power BI data analytics, and AI-driven automation tools to enhance compliance monitoring, reporting, and operational efficiency.
Requirements:
- A Bachelor’s degree in Finance, Accounting, Business, Economics, Data Analytics, Information Systems, or a related discipline.
- Candidates with data analytics, Power BI, and automation experience alongside compliance or risk knowledge will have an advantage.
- At least 2 years’ relevant experience in risk management and/or compliance within fund management, banking, or insurance.
- Strong knowledge of applicable policies, laws, regulations, and professional standards, preferably within the capital markets environment.
- Proficient in Microsoft Office applications, with hands-on experience in Power BI, data analytics, and familiarity with AI and automation tools to support reporting and process efficiency.
- Strong analytical, communication, and stakeholder management skills, with the ability to work independently and deliver results in a fast-paced environment.